Filed On 5/23/00, 5:14pm ET · Accession Number 894189-0-317 · SEC File 333-30924
As Of Filer Filing For/On/As Docs:Size Issuer Agent
5/23/00 Allied Asset Advisors Funds N-1A/A 18:436K US Bancorp Fund Svcs LLC
Pre-Effective Amendment to Registration Statement of an Open-End Management Investment Company — Form N-1A
Filing Table of Contents
Document/Exhibit Description Pages Size
1: N-1A/A Pre-Effective Amendment to Registration Statement 66± 289K
of an Open-End Management Investment
Company
2: EX-99.A(III) Written Instrument Fixing 1 7K
3: EX-99.A(IV) Written Instrument Establishing 2± 11K
4: EX-99.B(I) Amendment to Bylaws 1 7K
5: EX-99.D Advisory Agreement 6± 26K
6: EX-99.D(I) Expense Waiver and Reimbursement Agreement 2± 9K
7: EX-99.E Distribution Agreement 7± 29K
8: EX-99.G Custody Agreement 27± 89K
9: EX-99.H(I) Admistration Agreement 8± 31K
10: EX-99.H(II) Transfer Agent Servicing Agreement 8± 31K
11: EX-99.H(III) Fund Accounting 8± 31K
12: EX-99.H(IV) Shareholder Services Agreement 4± 19K
13: EX-99.H(V) Fullfilment Agreement 4± 15K
14: EX-99.I Opinion and Consent of Counsel 1 10K
15: EX-99.L Agreement Relating to Initial Capital 1 8K
16: EX-99.M Rule 12B-1 Plan 8± 35K
17: EX-99.N Rule 18F-3 Plan 3± 14K
18: EX-99.P Code of Ethics 16± 56K
EX-99.A(IV) — Written Instrument Establishing
ALLIED ASSET ADVISORS FUNDS
DOW JONES ISLAMIC INDEX FUND
WRITTEN INSTRUMENT ESTABLISHING
AND DESIGNATING CLASSES OF INTERESTS
MAY 4, 2000
The undersigned constitute all the Trustees of the Allied Asset
Advisors Funds (the "Trust"), a Delaware business trust governed by a
Declaration of Trust dated January 10, 2000 (the "Declaration of Trust"). This
instrument is executed pursuant to Section 6.3 of Article VI of the Declaration
of Trust in order to establish and designate separate classes of Interests of
the Dow Jones Islamic Index Fund series of the Trust (the "Fund").
WHEREAS, Under the Declaration of Trust, the Board of Trustees has the
authority, in its discretion and without shareholder approval, to divide the
Interests of the Fund into separate classes; and
WHEREAS, This Board of Trustees deems it desirable and in the best
interests of the Trust to designate separate classes of Interests of the Fund to
be named "Class K Interests" and "Class M Interests."
NOW, THEREFORE, the establishment and designation of separate classes
of Interests of the Fund is approved in accordance with the following
provisions:
1. Subject to the conditions hereinafter set forth, the Interests of
each series shall be divided into two classes to be known respectively as the
"Class K Interests," and the "Class M Interests," which classes shall have such
preferences and special or relative rights and privileges as may be determined
from time to time by this Board of Trustees, subject always to the Declaration
of Trust and the Investment Company Act of 1940 ("1940 Act") and the rules and
regulations thereunder.
2. Subject to the terms of the Declaration of Trust, Class K Interests
and Class M Interests shall be identical in all respects except that: (1) each
class shall bear the distribution expenses allocable to sales of Interests of
such class, as determined by the Trustees; (2) each class shall bear other
expenses of the series that are related to services provided only to the holders
of Interests of such class, as determined by the Trustees; (3) Class K and Class
M Interests may be exchanged for Class K and Class M Interests, respectively, of
any other series, or any similar class of any investment company (or series)
managed, administered or distributed by Allied Asset Advisors, Inc., on such
terms as are determined by the Trustees; and (4) the Holders of Class M
Interests of a series shall have exclusive voting rights with respect to certain
matters as set forth in Section 6.7. Determinations of such differences between
classes shall be set forth in a written plan adopted by a majority of the
Trustees.
IN WITNESS WHEREOF, the undersigned have this 4th day of May, 2000,
signed these presents.
/S/ BASSAM OSMAN
Bassam Osman, Trustee
/S/ MUZAMIL SIDDIQI
Muzamil Siddiqi
/S/ ABDALLA IDRIS ALI
Abdalla Idris Ali
/S/ JAMAL SAID
Jamal Said
/S/ MOHAMMED KAISERUDDIN
Mohammed Kaiseruddin
/S/ MAZEN ASBAHI
Mazen Asbahi
Dates Referenced Herein and Documents Incorporated By Reference
| This N-1A/A Filing | | Date | | Other Filings |
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|  |
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| 1/10/00 |
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| 5/4/00 |
| Filed On / Filed As Of |
| 5/23/00 |
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| Top |
| List All Filings |
Filing Submission 0000894189-00-000317 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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